Governance • Compliance • Ethics
Program Overview
Certificate Course in Corporate Governance in the BFSI Sector
Focus
Governance & Compliance
Sector
Banks, NBFCs & Insurers
Mode
Online with Live Classes
Skill Level
Beginner Friendly
This certification explains how corporate governance, regulations and internal
controls work across the BFSI sector. You’ll see how policies and guidelines
translate into day-to-day responsibilities in governance and compliance roles.
Who is this program for?
- Graduates who want KYC / AML / compliance careers
- Freshers targeting risk, audit and control roles
- Early professionals exploring governance pathways in BFSI
- Anyone who wants clarity on RBI / SEBI / IRDAI expectations
Program Structure – What You Will Learn
The curriculum uses practical BFSI examples to explain governance concepts clearly.
Module 1 – Corporate Governance Fundamentals
- Principles & pillars of corporate governance
- Role of Board, committees & senior management
- Why governance matters in BFSI
Module 2 – Regulators & Frameworks
- RBI, SEBI, IRDAI, PFRDA – who they are & what they expect
- Key governance-related guidelines impacting BFSI entities
- High-level view of important circulars & norms
Module 3 – Compliance & Internal Controls
- KYC, AML and fair practice code basics
- Internal audit, risk policies & monitoring
- Three lines of defence concept (simplified)
Module 4 – Ethics & Conduct
- Ethical decision making in BFSI
- Handling conflicts of interest
- Customer rights & grievance redressal
Module 5 – Governance in Operations
- Operational risk & fraud prevention
- Controls in branch & process operations
- Real-life scenarios & case-based discussion
Module 6 – Careers in Governance & Compliance
- Overview of roles: KYC, AML, compliance, risk, audit
- Resume & LinkedIn alignment for such jobs
- Interview questions and preparation pointers
Key Outcomes
- Strong conceptual clarity on governance & compliance
- Awareness of KYC / AML norms and regulatory landscape
- Readiness for entry-level governance, risk & control roles
- Guidance on structuring your BFSI governance career path
